Jul 29, 2022 | Compliance, Due Diligence, Thought Leadership
There’s no disputing the transformational impact of Decentralized Finance (DeFi) not only on trading but also on digital transactions of all kinds. The ground-breaking speed and efficiency brought about by DeFi, however, has simultaneously introduced unprecedented...
Oct 11, 2021 | Due Diligence, Thought Leadership
The Federal Reserve Bank, Federal Deposit Insurance Corp., and Office of the Comptroller of the Currency released guidance on due diligence best practices for the FinTech industry in late August 2021. While these prescribed guidelines pertain to community banks, they...
Dec 14, 2020 | Compliance, Thought Leadership
As any compliance professional working in life sciences knows, there are many challenges unique to the industry. It’s a highly regulated sector, and life sciences compliance programs often become cumbersome, spanning multiple jurisdictions covering extended supply...
Jun 30, 2020 | Due Diligence, Thought Leadership
Getting the balance right with technology is like walking a tightrope. Weighing the benefits with the cost and implementation impacts often makes for unsteady ground that can go either way. But now, more than ever, compliance teams need to mitigate the impact of...
